Requisition No: 856085
Agency: Office of Financial Regulation
Working Title: FINANCIAL CONTROL ANALYST (PENDING RECLASSIFICATION) - 43001941
Pay Plan: Career Service
Position Number: 43001941
Salary: $70,000.00 - $75,000.00 (Plus CAD)
Posting Closing Date: 07/17/2025
Total Compensation Estimator
*****OPEN COMPETITIVE EMPLOYMENT OPPORTUNITY*****
DIVISION: SECURITIES
BUREAU: ENFORCEMENT
CITY: WEST PALM BEACH
COUNTY: PALM BEACH
SPECIAL NOTES:
Four (4) or more years of professional examination, regulatory or compliance work experience relating to securities dealers, investment advisers, financial institutions, financial services companies, insurance companies is required. A postsecondary degree may be used as an alternative for the years of experience on a year-for-year basis.
Preference s:
A writing sample may be requested.
This position requires a security background check, including fingerprint as a condition of employment.
It is the agency’s goal to fill multiple positions with this advertisement.
The anticipated salary for this position will be between $70,000.00 and $75,000.00. The salary may be commensurate with experience. This position may include the addition of a Competitive Area Differential (CAD) of $105.73 monthly/$1,268.76 annually (Miami/WPB) or $53.73 monthly/$644.76 annually (Tampa), if applicable.
This position requires approximately 25-50% frequent/overnight travel and a current Driver’s License.
Employees of the Department of Financial Services are paid on a monthly pay cycle.
Responses to qualifying questions must be clearly supported by the state application and any omission, falsification, or misrepresentation in the answering of the qualifying questions will be cause for immediate elimination from the selection process.
Candidates should expect a professional office environment with a public service driven mission.
Some of the excellent benefits available to Office of Financial Regulation (OFR) employees, include:
•Remote work opportunities for certain positions
•Flexible work schedules for most positions
•Paid holidays and an annual personal holiday
•Paid vacation and sick leave
•Excellent health & life insurance options for individuals and/or family coverage
•Additional supplemental insurances available such as dental, vision, disability, etc.
•Tax deferred medical and Dependent Care Benefit reimbursement accounts available
•Deferred Compensation opportunities
•Tuition waivers to attend state universities/community colleges
•Retirement plans and options
All applicants seeking employment with the Office of Financial Regulation (OFR) are subject to mandatory background checks conducted through the Department of Financial Service (DFS), Bureau of Human Resource Management in accordance with the requirements of Chapter 435, F.S. and reviews by OFR. Applicants may be disqualified for employment with OFR based on the information that may be obtained through research and/or OFR’s review process.
No applicant may begin employment until the background screening results are received, reviewed for any disqualifying offenses, and approved by the Agency. Background screening shall include, but not be limited to, fingerprinting for State and Federal criminal records checks through the Florida Department of Law Enforcement (FDLE) and Federal Bureau of Investigation (FBI) and may include local criminal history checks through local law enforcement agencies.
Minimum Qualifications for this position include the following REQUIRED ENTRY LEVEL KNOWLEDGE, SKILLS AND ABILITIES:
BRIEF DESCRIPTION OF DUTIES :
Will be highly proficient in all phases of securities examinations including the review and examination of broker-dealers, investment advisers, associated persons, and agents.
Performs complex examinations of broker-dealers investment advisers, and agents for compliance with Chapter 517, Florida Statutes and rules. Prepares and/or assists in the writing of reports detailing results of examinations and provides testimony under oath as needed.
Stays abreast of significant changes in the securities laws and regulations.
As requested by Division Training Staff/ Management, will assist in the training program for Examiners.
Other work as required.
If you are a retiree of the Florida Retirement System (FRS), please check with the FRS on how your current benefits will be affected if you are re-employed with the State of Florida. Your current retirement benefits may be canceled, suspended, or deemed ineligible depending upon the date of your retirement.
The State of Florida is an Equal Opportunity Employer/Affirmative Action Employer, and does not tolerate discrimination or violence in the workplace.
Candidates requiring a reasonable accommodation, as defined by the Americans with Disabilities Act, must notify the agency hiring authority and/or People First Service Center (1-866-663-4735). Notification to the hiring authority must be made in advance to allow sufficient time to provide the accommodation.
The State of Florida supports a Drug-Free workplace. All employees are subject to reasonable suspicion drug testing in accordance with Section 112.0455, F.S., Drug-Free Workplace Act.
VETERANS’ PREFERENCE. Pursuant to Chapter 295, Florida Statutes, candidates eligible for Veterans’ Preference will receive preference in employment for Career Service vacancies and are encouraged to apply. Certain service members may be eligible to receive waivers for postsecondary educational requirements. Candidates claiming Veterans’ Preference must attach supporting documentation with each submission that includes character of service (for example, DD Form 214 Member Copy #4) along with any other documentation as required by Rule 55A-7, Florida Administrative Code. Veterans’ Preference documentation requirements are available by clicking here . All documentation is due by the close of the vacancy announcement.
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