Job Description
In House Counsel Jobs | JDHuntr 37764 Chief Compliance Officer (remote), Portland, OR\
To apply go to JDHuntr.com \
Lead the companys broker-dealer Compliance team and program. Develop and implement policies and procedures designed to meet applicable securities regulatory requirements. Establish, review, test and modify policies and procedures designed to achieve compliance with applicable securities laws and regulations and FINRA rules evidenced in annual FINRA Rule 3130 certification\
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Employment Type: Full-Time
Job Tags
Full time, Remote job,